EFTA01362826.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-08-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Vijay Sawant from Deutsche Bank is emailing Richard larossi regarding pending items for the periodic review of accounts for Southern Financial LLC and LSJE, LLC. The email highlights a discrepancy in the name of Jean Anne Brennan Wiebracht and requests updated documentation.
Metadata
Subject
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [Ij
Sender
Vijay-A Sawant
Recipients
Richard larossi
Document ID
GCIS#483882, GCIS#499733, KYCCase#01977703
Date
2018-08-24
Relationships 2
Entity 1RelationshipEntity 2Description
Vijay Sawant business Richard larossi Vijay Sawant is sending an email to Richard larossi regarding the periodic review of accounts for Southern Financial LLC and LSJE, LLC.
Southern Financial LLC business Jean Anne Brennan Wiebracht Jean Anne Brennan Wiebracht is a RP (Responsible Person) for Southern Financial LLC.
Notable Quotes 2
Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017.
Could we request for an updated Corp Resolution with correct name, please?
Legal Compliance
  • Discrepancy in the name of Jean Anne Brennan Wiebracht in Corp Resolution and Signature Card.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 4
Deutsche CIB Centre Private LimitedDeutsche Bank GroupSouthern Financial LLCLSJE, LLC
Locations 4
Mumbai, IndiaNirlon Knowledge ParkWestern Express HighwayUSVI
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
The email is to inform Richard larossi about pending items for the periodic review of accounts for Southern Financial LLC and LSJE, LLC.
Significance
The email highlights discrepancies in the name of a Responsible Person (RP) and requests updated documentation.
File Info
File Name
EFTA01362826.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:01.135426
DOJ Source
View on DOJ