Illegal Activity
none
Blackmail
none
Date
2018-08-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Vijay Sawant from Deutsche Bank is emailing Richard larossi and others regarding the periodic review of accounts for Southern Financial LLC and LSJE, LLC. The email highlights discrepancies in the name of a responsible party for Southern Financial LLC and requests updated documentation for compliance.
Metadata
- Subject
- FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I)
- Sender
- Vijay-A Sawant
- Recipients
- Richard larossi
- Document ID
- GCIS#483882, GCIS#499733, KYCCase#01977703
- Date
- 2018-08-24
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | email correspondence | Richard larossi | Vijay Sawant is sending an email to Richard larossi regarding the periodic review of accounts for Southern Financial LLC and LSJE, LLC. |
| Vijay-A Sawant | email correspondence | Bradley Gitlin | Vijay Sawant is sending an email to Bradley Gitlin regarding the periodic review of accounts for Southern Financial LLC and LSJE, LLC. |
| Southern Financial LLC | RP (Responsible Party) | Jean Anne Brennan Wiebracht | Jean Anne Brennan Wiebracht is listed as one of the Responsible Parties for Southern Financial LLC. |
Notable Quotes 2
For the above accounts, we have received confirmation from Brad that there are no material changes to these accounts in another email.
Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017.
Red Flags 1
- Discrepancy in the name of Jean Anne Brennan Wiebracht across different documents (Corp Resolution vs. Driving License vs. Operating Agreement).
Legal Compliance
- Incorrect name reflected in Corp Resolution and Signature Card for Jean Anne Brennan Wiebracht.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 4
Southern Financial LLCLSJE LLCDeutsche CM Centre Private limitedDeutsche Bank Group
Locations 3
Mumbai, IndiaUSVINYC
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email is to provide an update on the periodic review of accounts for Southern Financial LLC and LSJE, LLC and to request updated documentation.
- Significance
- The email highlights potential discrepancies in the name of a responsible party and requests updated documentation for compliance purposes.
File Info
- File Name
- EFTA01362830.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:49.147498
- DOJ Source
- View on DOJ