Illegal Activity
concerning
Blackmail
none
Date
2004-04-22
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document outlines the high-risk assessment conducted by Deutsche Bank regarding Jeffrey Epstein, detailing his past legal issues including a settled SEC civil fraud action and a prison sentence for fraud, sexual assault, and solicitation of prostitution. Despite these high-risk factors, AML Compliance determined there was no reason to discontinue the existing relationship.
Metadata
- Subject
- Account Opening and High Risk Assessment for Jeffrey Epstein
- Sender
- Cynthia Rodriguez
- Recipients
- —
- Document ID
- DB-SDNY-0052953, SDNY_GM_00199137
- Date
- 2004-04-22
Illegal Activity
- Severity
- concerning
- Description
- The document references past illegal activities of Jeffrey Epstein, including a settled civil fraud action and a prison sentence for fraud, sexual assault, and solicitation of prostitution. This is a summary of past legal issues, not a first-hand account of new illegal activity.
- Categories
- FraudSexual AssaultSolicitation of ProstitutionInsider Trading
- Content Type
- court_document
Evidence:
- SEC civil fraud action for illegal insider trading
- Sentenced to 21 months in federal prison for three counts of fraud, sexually assaulting a girl and solicitation of prostitution.
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Jeffrey Epstein | Business | Deutsche Bank Trust Company Americas | Client relationship despite high risk factors |
| Cynthia Rodriguez | Employment | Deutsche Bank Trust Company Americas | Assistant Vice President at Deutsche Bank |
Notable Quotes 2
This relationship is deemed high risk due to multiple court cases on Jeffrey Epstein, involving 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks.
All negative media and alerts have been reviewed by AML Compliance and they do not see a reason to discontinue the existing relationship with Jeffrey Epstein.
Red Flags 1
- Maintaining a business relationship with Jeffrey Epstein despite his history of legal issues and high-risk classification.
Financial Information
Amounts:$72532.06
Transactions:
- Disgorgement of trading profits
- Prejudgment interest
- Civil penalties
Media & Journalist References
- Negative media coverage of Jeffrey Epstein
Public Knowledge
- Context
- Jeffrey Epstein's legal history and associations have been widely reported in the media.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- Civil fraud action by SEC against Jeffrey Epstein
- Illegal insider trading
- Sentenced to 21 months in federal prison for three counts of fraud, sexually assaulting a girl and solicitation of prostitution.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationAllegations/complaintsBusiness dealings
People 2
Organizations 4
SECDeutsche Bank Trust Company AmericasDeutsche Asset & Wealth ManagementAML Compliance
Locations 4
MassachusettsNew YorkUSA345 Park Avenue, 10154-CO04 New York. NY
Financial Entities 1
Massachusetts banks
Text Analysis
- Tone
- Informative, professional
- Purpose
- To document the high-risk assessment and justification for maintaining a relationship with Jeffrey Epstein.
- Significance
- Highlights the due diligence process undertaken by Deutsche Bank regarding Jeffrey Epstein's account, including his legal history and the bank's rationale for continuing the relationship.
File Info
- File Name
- EFTA01363086.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.983798
- DOJ Source
- View on DOJ