Illegal Activity
none
Blackmail
none
Date
2017-07-17
Document Type
questionnaire
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a questionnaire used to assess whether Deutsche Bank Group's high-frequency trading activities are in compliance with GBSA and German banking regulations. It outlines the steps to determine if the trading activities are prohibited and requires affirmation from Global Technology regarding the technical system used.
Metadata
- Subject
- High-Frequency Trading Prohibitions
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0053056
- Date
- 2017-07-17
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Group | regulatory compliance | GBSA | Deutsche Bank Group's high-frequency trading activities are assessed for compliance with GBSA. |
| Global Technology | technical affirmation | Deutsche Bank Group | Global Technology affirms whether Deutsche Bank's trading system qualifies as a high-frequency algorithmic trading technique. |
Notable Quotes 1
High-frequency algorithmic trading technique is characterised by (i) the use of infrastructure intended to minimise latency, particularly co-location, proximity hosting or high. speed direct electronic: market access; (ii) system determination of order initiation, generating, routing or execution without human intervention: and Old high message intra- day rates which constitute orders, quotes or cancellations.
Financial Information
Transactions:
- High-frequency trading of financial instruments
Public Knowledge
- Context
- High-frequency trading regulations are a matter of public record and regulatory oversight.
Legal Compliance
- Compliance with German Banking Act regarding high-frequency algorithmic trading techniques.
- Compliance with GBSA regulations.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
People 1
Organizations 6
Deutsche Bank GroupGBSAGlobal TechnologyGTOBaFinDeutsche Bank AG
Locations 1
Germany
Text Analysis
- Tone
- Formal, procedural
- Purpose
- To determine whether high-frequency trading activities of Deutsche Bank Group are prohibited under GBSA.
- Significance
- This document outlines the process for assessing compliance with regulations regarding high-frequency trading.
File Info
- File Name
- EFTA01363157.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:56.831310
- DOJ Source
- View on DOJ