EFTA01364378.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-03-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn requests Tazia Smith to transfer 100,000 Apple shares from Southern Financial LIc to a Merrill Lynch account. Tazia Smith follows up to ensure proper documentation and coordination to avoid settlement issues.
Metadata
Subject
RE: Apple transfer to Merrill Lynch [C]
Sender
Tazia Smith
Recipients
Richard Kahn, Jeanne Brennan, Stewart Oldfield, Joshua Shoshan, Mary Murray
Document ID
DB-SDNY-0054909
Date
2017-03-30
Relationships 3
Entity 1RelationshipEntity 2Description
Tazia Smith Business Richard Kahn Tazia Smith is responding to Richard Kahn's request to transfer shares.
Richard Kahn Financial Southern Financial LIc Richard Kahn requests a transfer of shares from Southern Financial LIc.
Richard Kahn Financial Merrill Lynch Richard Kahn requests a transfer of shares to Merrill Lynch.
Notable Quotes 2
Could you please re-send as a signed LOA (authorized signatory, of course).
Do not want JE to be DK'd by them if transfer/settlement dates don't match.
Financial Information
Amounts:100,000 shares
Assets:
  • Apple shares
Transactions:
  • Transfer of 100,000 shares from Southern Financial LIc to Merrill Lynch
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Tazia SmithRichard KahnJeanne BrennanStewart OldfieldJoshua ShoshanMary MurrayVahe StepanianJE
Organizations 4
AppleMerrill LynchSouthern Financial LIcSouthern Trust Company, Inc.
Financial Entities 3
Merrill LynchSouthern Financial LIcSouthern Trust Company, Inc.
Text Analysis
Tone
Professional
Purpose
To coordinate the transfer of Apple shares from Southern Financial LIc to Merrill Lynch.
Significance
The email documents a request for a significant transfer of shares and highlights the need for careful coordination to avoid issues with settlement dates.
File Info
File Name
EFTA01364378.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:27.486512
DOJ Source
View on DOJ