Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Form ADV Part 2A from iCapital Advisors, LLC, detailing the various fees and expenses associated with their funds, including management fees, investor servicing fees, and payments to underlying managers. It also mentions the engagement of Dynasty Securities, LLC as a service provider and outlines organizational expenses.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055126, SDNY_GM_00201310
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | business | Underlying Manager | iCapital may receive an investor servicing fee from the Underlying Manager. |
| iCapital | business | Dynasty Securities, LLC | iCapital has engaged Dynasty Securities, LLC as a service provider. |
Financial Information
Amounts:I% - 2%10% - 20%.075% - .25%
Transactions:
- management fee
- investor servicing fee
- payments to underlying managers
- transaction fees
- break-up fees
- commitment fees
- underwriting fees
- amendment fees
- waiver fees
- modification fees
- monitoring fees
- consulting fees
- directors' fees
- advisory fees
- closing fees
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCDynasty Securities, LLCDynasty
Text Analysis
- Tone
- Professional
- Purpose
- To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
- Significance
- This document outlines the fee structure and service providers involved with iCapital Advisors, LLC, providing transparency to investors.
File Info
- File Name
- EFTA01364578.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:54.194394
- DOJ Source
- View on DOJ