Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing investment risks, disciplinary information, and financial industry affiliations. It highlights potential conflicts of interest and cybersecurity risks associated with investments.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities, LLC | Affiliated Broker-Dealer | Institutional Capital Network, Inc. | Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. |
| Gen II Fund Services, LLC | Fund Administrator | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. Gen II provides fund administration services to the Private Access Funds. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risk affecting portfolio companies.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 10
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission (SEC)Financial Industry Regulatory Authority, Inc. (FINRA)Gen II Fund Services, LLCGen II Hedge Fund ServicesPrivate Access Funds
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital Advisors, LLC, including risks associated with investments, disciplinary information, and financial industry activities and affiliations.
- Significance
- This document outlines important information for investors regarding iCapital Advisors, LLC, including potential conflicts of interest and risks associated with investments.
File Info
- File Name
- EFTA01364595.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:12.644109
- DOJ Source
- View on DOJ