Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, which discloses potential conflicts of interest related to management persons, brokerage limited partners, Underlying Fund Manager or Sub-Adviser, and educational programs. It also outlines iCapital's privacy policy regarding investors' personal information.
Metadata
- Subject
- iCapital Advisors, LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055146
- Date
- —
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | business | investment advisers | iCapital involved with soliciting investment advisers to participate in iCapital offered funds and in performing diligence on such investment advisers with which to launch access vehicles. |
| iCapital Securities | employment | management persons | compensation for management persons is not based on any transaction-based compensation received by iCapital Securities (or its affiliates). |
| brokerage limited partners | business | registered investment adviser or adviser representative | brokerage limited partners pay a larger management fee than limited partners that are not brokerage limited partners for reporting, administrative and other services provided by such brokerage limited partner's registered investment adviser or adviser representative. |
| Underlying Fund Manager or Sub-Adviser | business | Fund | The Underlying Fund Manager or Sub-Adviser will have a conflict of interest in determining such valuations if the applicable Fund charges its fees based on the value of the Fund's investments, including any performance-based compensation charged by such Fund. |
| iCapital | business | financial advisers | iCapital may offer educational and professional certification programs for financial advisers that recommend products included on the Institutional Capital Network platform. |
Red Flags 1
- Potential conflicts of interest related to management persons, brokerage limited partners, Underlying Fund Manager or Sub-Adviser, and educational programs.
Legal Compliance
- Potential conflicts of interest related to management persons, brokerage limited partners, Underlying Fund Manager or Sub-Adviser, and educational programs.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 5
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors, LLCiCapitaliCapital SecuritiesInstitutional Capital Network
Text Analysis
- Tone
- Informative
- Purpose
- To disclose potential conflicts of interest and privacy policy of iCapital Advisors, LLC.
- Significance
- This document is important because it outlines potential conflicts of interest that may arise in connection with iCapital's business operations and its privacy policy.
File Info
- File Name
- EFTA01364598.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.713047
- DOJ Source
- View on DOJ