Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is part of iCapital Advisors, LLC's Form ADV Part 2A, specifically addressing voting client securities and financial information. It details iCapital's proxy voting policies for Private Access Funds and Direct Investment Funds, and confirms the firm's sound financial condition.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055149, SDNY_GM_00201333
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Business | Private Access Funds | iCapital does not anticipate owning equity securities granting the right to vote proxies in respect of the Private Access Funds. |
| iCapital Advisors, LLC | Business | Direct Investment Funds | iCapital has delegated the obligation to vote all proxies which are solicited in respect of such Funds' investments to the Sub-Adviser. |
Notable Quotes 2
iCapital intends to vote in the best interest of each Fund and may request that the Investors in the applicable Fund vote on certain matters that the Fund is asked to vote on with respect to its investment in an Underlying Fund.
iCapital has no financial commitment that impairs its ability to meet contractual and fiduciary commitments to clients and has not been the subject of a bankruptcy proceeding.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 2
SOUTHERN FINANCIAL LLCiCapital Advisors, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital's proxy voting policies and procedures and financial condition.
- Significance
- This document outlines iCapital's approach to voting client securities and discloses its financial condition as required by regulations.
File Info
- File Name
- EFTA01364601.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:53.202649
- DOJ Source
- View on DOJ