Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It directs readers to contact Michael Stanton for questions or to access additional information on the SEC's website.
Metadata
- Subject
- FORM ADV PART 2B: Brochure Supplement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055150
- Date
- 2018-03-30
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | Employment | iCapital Advisors, LLC | Associated with iCapital Advisors, LLC |
| Phil Pool | Employment | iCapital Advisors, LLC | Associated with iCapital Advisors, LLC |
| John Robertshaw | Employment | iCapital Advisors, LLC | Associated with iCapital Advisors, LLC |
| Daniel Vene | Employment | iCapital Advisors, LLC | Associated with iCapital Advisors, LLC |
| Nicholas Veronis | Employment | iCapital Advisors, LLC | Associated with iCapital Advisors, LLC |
| Michael Stanton | Chief Compliance Officer | iCapital Advisors, LLC | Chief Compliance Officer at iCapital Advisors, LLC |
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCSEC
Locations 3
New York, NY60 East 42"d Street, 26th FloorSDNY
Text Analysis
- Tone
- Informative
- Purpose
- To provide supplemental information about individuals associated with iCapital Advisors, LLC.
- Significance
- This document provides background information on key personnel at iCapital Advisors, LLC, as required by regulatory filings.
File Info
- File Name
- EFTA01364602.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:46.972900
- DOJ Source
- View on DOJ