Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2B for Phil Pool, providing his educational background, business experience, and other business activities. It also details his supervision and compensation arrangements within iCapital Advisors and related entities.
Metadata
- Subject
- Form ADV Part 2B - Phil Pool
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055152
- Date
- —
Relationships 8
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | member of investment committee | iCapital Advisors. LLC | Mr. Pool is a member of iCapital Advisor's investment committee. |
| Phil Pool | Co-Founder and Chairman of the Board | iCapital Network | Mr. Pool is Co-Founder and Chairman of the Board of iCapital Network. |
| Phil Pool | Co-Chairman | First Avenue Partners | He also serves as Co-Chairman of First Avenue Partners. |
| Phil Pool | partner | Willis Stein & Partners | Most recently, Mr. Pool was a partner of Willis Stein & Partners. |
| Phil Pool | Managing Director | Credit Suisse | Previously, he worked as a Managing Director of Credit Suisse. |
| Phil Pool | Board of Directors | The Teagle Foundation | He serves on the Board of Directors of The Teagle Foundation. |
| Phil Pool | Principal | iCapital Securities, LLC | Mr. Pool is a Board Member at iCapital Network and Principal of iCapital Securities, LLC. |
| Michael Stanton | Supervisor | Phil Pool | Mr. Michael Stanton. iCapital's CCO. supervises Mr. Pool for compliance purposes. |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
People 2
Organizations 14
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors. LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityMcIntire School of Commerce of the University of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 3
LondonNew YorkChicago
Financial Entities 5
CSFBCredit SuisseDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Professional
- Purpose
- To provide background information on Phil Pool as part of Form ADV Part 2B.
- Significance
- This document provides details about Phil Pool's educational background, business experience, and other business activities, as well as information about his supervision and compensation.
File Info
- File Name
- EFTA01364604.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:07.261070
- DOJ Source
- View on DOJ