Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the exemption from registration with the CFTC for the General Partner of the Access Fund as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA). It details the conditions under which the exemption is valid, including limitations on commodity interest positions and investor qualifications.
Metadata
- Subject
- EXEMPTION REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055228
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| ACCESS FUND | business | GENERAL PARTNER | The General Partner manages the Access Fund |
| GENERAL PARTNER | legal | CFTC | The General Partner is seeking exemption from registration with the CFTC as a CPO |
Financial Information
Amounts:5%100%25%
Legal Compliance
- Compliance with CFTC Rule 4.13(a)(3) and CFTC Rule 4.14(a)(5)
- Compliance with Securities Act and Investment Company Act
- Investor with 25% or greater interest in the Access Fund and owns or controls commodity futures or futures option contracts subject to CFTC position limits will be required to comply with special call provision requirements.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 5
SOUTHERN FINANCIAL LLCACCESS FUNDU.S. COMMODITY FUTURES TRADING COMMISSIONCFTCNATIONAL FUTURES ASSOCIATION
Locations 1
UNITED STATES
Text Analysis
- Tone
- Formal, legal
- Purpose
- To outline the conditions under which the General Partner of the Access Fund is exempt from registration with the CFTC as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA).
- Significance
- This document is significant because it details the regulatory exemptions that the General Partner is relying upon, which affects the level of oversight and disclosure required.
File Info
- File Name
- EFTA01364680.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:50.629089
- DOJ Source
- View on DOJ