EFTA01364695.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document details the placement agent and management fees associated with the Access Fund and its investment in the Underlying Fund. It outlines the roles of Raymond James as a placement agent and Glendower GP as the recipient of the Underlying Fund Management Fee.
Metadata
Subject
GLDUS238 SOUTHERN FINANCIAL LLC
Sender
—
Recipients
—
Document ID
DB-SDNY-0055243
Date
—
Relationships 3
Entity 1RelationshipEntity 2Description
Access Fund limited partner Underlying Fund Access Fund is a limited partner of the Underlying Fund.
Access Fund placement agent Raymond James & Associates, Inc. Access Fund utilizes Raymond James as a placement agent.
Raymond James placement agent Glendower GP Raymond James may act as placement agent for the Underlying Fund and receive a placement fee from Glendower GP.
Financial Information
Amounts:2.0%$5 million1.10%
Transactions:
  • Placement Fee: up to 2.0% of the Limited Partner's Subscription
  • Underlying Fund Management Fee: initially 1.10% annual rate of the Access Funds' capital commitment to the Underlying Fund
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
GLDUS238 SOUTHERN FINANCIAL LLCAccess FundRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GPGlendower
Financial Entities 1
Southern Financial LLC
Text Analysis
Tone
Professional
Purpose
To describe the placement agent fees and management fees associated with the Access Fund and the Underlying Fund.
Significance
This document outlines the financial arrangements between the Access Fund, the Underlying Fund, placement agents, and investors.
File Info
File Name
EFTA01364695.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:45.462662
DOJ Source
View on DOJ