Illegal Activity
none
Blackmail
none
Date
1934
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the legal and regulatory framework for the Access Fund, detailing its exemptions from the Securities Exchange Act, the Investment Company Act, and the Commodity Exchange Act. It also addresses compliance with anti-money laundering requirements and restrictions on the offer and sale of interests in certain jurisdictions.
Metadata
- Subject
- U.S Securities Exchange Act of 1934
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055278
- Date
- 1934
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | Business | Access Fund | General Partner manages the Access Fund |
| Investment Manager | Business | Access Fund | Investment Manager manages investments for the Access Fund |
Financial Information
Assets:
- Interests
Public Knowledge
- Context
- Legal and regulatory compliance information for investment funds.
Legal Compliance
- Compliance with U.S. Securities Exchange Act of 1934
- Compliance with Investment Company Act of 1940
- Compliance with Commodity Exchange Act of 1974
- Compliance with Anti-Money Laundering Requirements
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance/regulatory
Organizations 4
SOUTHERN FINANCIAL LLCAccess FundNational Futures Association (NFA)CFTC
Locations 1
U.S.
Text Analysis
- Tone
- Formal, legal
- Purpose
- To outline the legal and regulatory framework under which the Access Fund operates, including exemptions from various acts.
- Significance
- The document details the Access Fund's compliance with U.S. securities and investment regulations, particularly concerning exemptions from registration requirements.
File Info
- File Name
- EFTA01364730.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:56.600611
- DOJ Source
- View on DOJ