EFTA01364746.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This memorandum pertains to the Glendower Capital Secondary Opportunities Fund IV. LP and outlines the role of Credit Suisse as a placement agent, while also detailing regulatory exemptions and disclaimers. It emphasizes that Credit Suisse is not acting as an advisor or fiduciary to potential investors and that investors must make their own investment decisions.
Metadata
Subject
Glendower Capital Secondary Opportunities Fund IV. LP
Sender
Recipients
Document ID
DB-SDNY-0055294
Date
Relationships 3
Entity 1RelationshipEntity 2Description
Glendower Capital, LLP regulatory CFTC Glendower Capital, LLP is exempt from registration with the CFTC under certain conditions.
Credit Suisse business General Partner Credit Suisse is acting as placement agent for the General Partner.
Credit Suisse business Potential Investors Credit Suisse is not acting as investment advisor, municipal advisor, or fiduciary to potential purchasers.
Notable Quotes 2
EACH OF GLENDOWER CAPITAL, LLP AND THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION (THE 'CFTC')
CREDIT SUISSE IS ACTING AS PLACEMENT AGENT FOR THE GENERAL PARTNER, AND, IN THAT CAPACITY, IS NOT ACTING AS INVESTMENT ADVISER, MUNICIPAL ADVISOR, OR FIDUCIARY TO POTENTIAL PURCHASERS
Financial Information
Amounts:5%100%
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
GLDUS238 SOUTHERN FINANCIAL LLCGlendower Capital Secondary Opportunities Fund IV. LPGlendower Capital, LLPU.S. Commodity Futures Trading Commission (CFTC)Credit Suisse
Locations 1
United States
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Professional
Purpose
To inform prospective investors about the Glendower Capital Secondary Opportunities Fund IV. LP and the role of Credit Suisse as placement agent.
Significance
This document outlines the regulatory exemptions and disclaimers associated with the fund and the role of Credit Suisse.
File Info
File Name
EFTA01364746.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:22.964076
DOJ Source
View on DOJ