Illegal Activity
none
Blackmail
none
Date
2018-03
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, outlining potential conflicts of interest related to Credit Suisse's role as placement agent and providing disclaimers regarding tax advice and state regulations. It informs potential investors about the fund and associated risks.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV. LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055295, SDNY_GM_00201479
- Date
- 2018-03
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Glendower Capital Secondary Opportunities Fund IV. LP | Placement Agent | Credit Suisse | Credit Suisse acts as placement agent for the interests of Glendower Capital Secondary Opportunities Fund IV. LP |
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
- Potential conflicts of interest due to Credit Suisse's role as placement agent and potential investments by its affiliates and employees.
Public Knowledge
- Context
- Private placement memorandums are generally not public knowledge, but the existence of the fund and Credit Suisse's involvement may be known.
Legal Compliance
- Disclosure of potential conflicts of interest related to Credit Suisse acting as placement agent.
- Compliance with New Hampshire Revised Statutes Annotated Chapter 421-B.
- Compliance with Florida Securities and Investor Protection Act Section 517.061(11).
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
SOUTHERN FINANCIAL LLCGlendower Capital Secondary Opportunities Fund IV. LPCredit Suisse
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Formal, Legal
- Purpose
- To provide information to potential investors in Glendower Capital Secondary Opportunities Fund IV. LP and disclose potential conflicts of interest.
- Significance
- This document is a private placement memorandum, which is a legal document used to solicit investments in a private fund. It highlights potential conflicts of interest and provides disclaimers regarding tax advice and state regulations.
File Info
- File Name
- EFTA01364747.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:49.317410
- DOJ Source
- View on DOJ