Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a disclosure statement outlining the agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities funds. It details the placement and servicing fees associated with this activity.
Metadata
- Subject
- Disclosure Statement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055413
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | Agreement | Glendower Access Secondary Opportunities IV GP LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Agreement | iCapital Advisors, LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| iCapital Advisors, LLC | Payment | Deutsche Bank Securities Inc. | iCapital pays Deutsche Bank Securities Inc. a Servicing Fee. |
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Assets:
- Interests in the Access Funds
Transactions:
- Placement Fee
- Servicing Fee
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
Organizations 7
SOUTHERN FINANCIAL LLCDeutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Locations 1
U.S.
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To disclose the agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P., and the fees associated with this activity.
- Significance
- This document outlines the financial arrangements and relationships between key players involved in soliciting investments for the Glendower Access Secondary Opportunities funds.
File Info
- File Name
- EFTA01364864.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:38.337760
- DOJ Source
- View on DOJ