Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document describes the fees Deutsche Bank receives as a placement agent for the Access Funds and highlights potential conflicts of interest. It details the different fee structures based on the size of the investment and the stage of the underlying fund.
Metadata
- Subject
- GLDUS238 SOUTHERN FINANCIAL LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055467, SDNY GM_00201651
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank | Placement Agent | Access Funds | Deutsche Bank serves as a Placement Agent for the Access Funds. |
| Deutsche Bank | Servicing Agreement | Investment Manager | Deutsche Bank receives a Servicing Fee from the Investment Manager for certain servicing functions. |
| Glendower GP | Placement Fee | Deutsche Bank | Deutsche Bank receives a placement fee from the Glendower GP. |
Red Flags 1
- Potential conflict of interest for Deutsche Bank in recommending investments in the Access Funds due to the fees they receive.
Financial Information
Amounts:$3 million$5 million0.65%0.45%0.05%0.4875%0.36%0.20%0.75%
Assets:
- Interests in the Access Fund
- Shares of other funds or investment products
- Invested Capital
Transactions:
- DB Placement Fee
- Servicing Fee
- Management Fees
- Placement fee equal to 0.75% of the portion of the Access Fund's aggregate capital commitment to the Underlying Fund attributable to the Subscriptions of each DB Introduced Person
Legal Compliance
- Potential conflict of interest for Deutsche Bank in recommending investments in the Access Funds.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
GLDUS238 SOUTHERN FINANCIAL LLCDeutsche BankAccess FundsInvestment ManagerGlendower GP
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To describe the fees and potential conflicts of interest associated with Deutsche Bank's role as a placement agent for the Access Funds.
- Significance
- This document outlines the financial arrangements and potential conflicts of interest related to Deutsche Bank's involvement with the Access Funds, which is important for prospective investors to understand.
File Info
- File Name
- EFTA01364917.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:34.083489
- DOJ Source
- View on DOJ