Illegal Activity
none
Blackmail
none
Date
2003-03-19
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document describes the Collateral Manager (JCM) and the Collateral Management Agreement, including key personnel and their responsibilities in managing collateral for the Issuer. It also highlights potential conflicts of interest and restrictions on the Collateral Manager's actions.
Metadata
- Subject
- THE COLLATERAL MANAGER AND THE COLLATERAL MANAGEMENT AGREEMENT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0055956
- Date
- 2003-03-19
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| JCM | subsidiary | Jefferies Group, Inc. | JCM is a wholly owned subsidiary of Jefferies Group, Inc. |
| Jefferies | subsidiary | Jefferies Group | Jefferies & Company. Inc. ("Jefferies") is the principal operating subsidiary of Jefferies Group. |
| Mark D. Senkpiel | employment | JCM | Mark D. Senkpiel is President and Managing Director of JCM. |
| Wade T. Winter | employment | JCM | Wade T. Winter is a Senior Vice President of JCM. |
| Richard J. Barger | employment | JCM | Richard J. Barger is a Senior Vice President of JCM. |
Red Flags 1
- Potential Conflicts of Interest—Collateral Manager Conflicts of Interest.
Financial Information
Amounts:U.S.$927 million$200 million51.3 billion$520 million
Assets:
- Collateral Obligations
- assets under management
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffing
Organizations 24
IssuerCollateral ManagerJCMJefferies Group, Inc.JefferiesNYSETrust Company of the West (TCW)Allstate Insurance CompanyCNA FinancialPenmark InvestmentsWashington National Insurance CompanyKnox CollegeRoosevelt UniversityFour Corners Capital ManagementING Capital Advisors (-ICA")Deutsche BankBankers Trust CompanyUnion Bank of CaliforniaHeller FinancialMarshall School of BusinessUniversity of Southern CaliforniaFranklin & Marshall CollegeCFA Society of Los Angeles, Inc. (CFALA)CFA Institute
Locations 3
DelawareLos Angeles, California11110 Santa Monica Boulevard. I 1th Floor. Los Angeles, California 90025
Financial Entities 5
Jackson Creek CDOVictoria Falls CLOSummit Lake CLODiamond Lake CLOPrime Income Trust
Text Analysis
- Tone
- Professional
- Purpose
- To describe the Collateral Manager (JCM) and the Collateral Management Agreement, including key personnel and their responsibilities.
- Significance
- This document outlines the structure and key players involved in managing collateral for the Issuer, highlighting potential conflicts of interest and restrictions on the Collateral Manager's actions.
File Info
- File Name
- EFTA01365269.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:15.443870
- DOJ Source
- View on DOJ