Illegal Activity
none
Blackmail
none
Date
2011-12
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document outlines the procedures for generating and distributing monthly and distribution date reports for the ING IM CLO 2011-1. It details the responsibilities of the Collateral Administrator, Investment Manager, and Trustee in the process, including the calculation of compliance with reinvestment requirements and the distribution of funds.
Metadata
- Subject
- Monthly Report and Distribution Date Report
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0056227, SDNY GM_00202411
- Date
- 2011-12
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Collateral Administrator | Business | Trustee | Collateral Administrator provides Distribution Date Report to the Trustee. |
| Issuer | Business | Investment Manager | Investment Manager approves Distribution Date Report. |
| Trustee | Business | Issuer | Trustee notifies the Issuer if distributions would cause Pledged Obligations to be less than Dissolution Expenses. |
Notable Quotes 2
For purposes of calculating compliance with the Reinvestment Requirements, each proposed investment will be evaluated after giving effect to all sales and purchases, based on outstanding issuer orders, trade confirmations or executed assignments.
Each Distribution Date Report after approval by the Investment Manager shall be deemed to be instructions to the Trustee to withdraw on the related Distribution Date from the Payment Account, and pay or transfer amounts set forth in such report in the manner specified, and in accordance with the priorities established, in Section 11.1 (the "Distribution Date Instructions").
Financial Information
Assets:
- Pledged Obligations
- Unsaleable Assets
Transactions:
- Distributions made on Distribution Date
- Withdrawal from Payment Account
- Payments or transfers as set forth in Distribution Date Report
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
IssuerTrusteeRating AgencyHedge CounterpartyInitial PurchaserInvestment ManagerDepositoryING IM CLO 2011-1Collateral Administrator
Text Analysis
- Tone
- Professional
- Purpose
- To describe the process of generating and distributing monthly and distribution date reports related to a CLO.
- Significance
- Details the responsibilities of the Collateral Administrator, Investment Manager, and Trustee in the CLO reporting and distribution process.
File Info
- File Name
- EFTA01365475.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:02.062887
- DOJ Source
- View on DOJ