Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the terms of an Investment Management Agreement, including conditions for termination, compensation structure (senior and subordinated management fees, incentive fees), and amendment procedures. It specifies the financial obligations and rights of the Investment Manager and the Issuer, as well as the distribution of proceeds to security holders.
Metadata
- Subject
- Investment Management Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0056361
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investment Manager | contractual | Issuer | Investment Manager manages assets for the Issuer under the Investment Management Agreement. |
| DIG | affiliation | Investment Manager | DIG or its Affiliates may be the Investment Manager. |
Notable Quotes 2
The Investment Management Agreement will terminate upon the earlier of (a) the liquidation of all of the Collateral and the final distribution of related proceeds to the holders of Securities (as certified to the Issuer by the Investment Manager) and (b) the effective date of a management agreement by and between the Issuer and a successor manager appointed in accordance with the terms of time Investment Management Agreement.
As compensation for the performance of its obligations under the Investment Management Agreement. the Investment Manager will receive a fee, payable in arrears on each Distribution Date, subject to the Priority of Payments, consisting of a senior management fee of 0.15% per annum (the "Senior Investment Management Fee") and a subordinated management fee of 0.35% per annum (the "Subordinated Investment Management Fee") of the Fee Balance.
Financial Information
Amounts:0.15% per annum0.35% per annum13%
Assets:
- Collateral
- Portfolio Principal Balance
Transactions:
- Payment of Senior Investment Management Fee
- Payment of Subordinated Investment Management Fee
- Payment of Investment Manager Incentive Fee Amount
- Distribution of proceeds to holders of Securities
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
DIGMoody'sS&P
Text Analysis
- Tone
- Professional
- Purpose
- To describe the terms and conditions of the Investment Management Agreement, including termination conditions, compensation, and amendment procedures.
- Significance
- Details the financial arrangements and responsibilities of the Investment Manager in relation to the Issuer and the holders of Securities.
File Info
- File Name
- EFTA01365579.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:11.402085
- DOJ Source
- View on DOJ