EFTA01365741.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2015-02-13
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a confirmation of a financial transaction between Deutsche Bank AG and Southern Financial LLC. It outlines the terms and conditions of the transaction, the role of Deutsche Bank Securities Inc., and references relevant ISDA definitions and agreements.
Metadata
Subject
Confirmation of Transaction
Sender
Deutsche Bank AG London
Recipients
Southern Financial LLC
Document ID
NY-NYCC418I 76.740, NY 618176
Date
2015-02-13
Relationships 2
Entity 1RelationshipEntity 2Description
Deutsche Bank AG Business Southern Financial LLC Parties to a financial transaction
Deutsche Bank Securities Inc. Agent Deutsche Bank AG DBSI acts as agent for Deutsche Bank AG in connection with the transaction.
Notable Quotes 2
The purpose of this facsimile agreement (this "Confirmation") is to confirm the terms and conditions of the Transaction entered into between Deutsche Bank AG acting through its London branch ("Party A") and Southern Financial LLC ("Party B") on the Trade Date specified below (the"Transaction").
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS ACTED SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION.
Financial Information
Transactions:
  • Swap Transaction
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.Southern Financial LLCInternational Swaps and Derivatives Association, Inc.
Locations 7
LondonWinchester House1 Great Winchester StreetNew York, NY60 Wall StreetST Thomas VI6100 Red Hook Quarter
Financial Entities 2
Deutsche Bank AGDeutsche Bank Securities Inc.
Text Analysis
Tone
Professional
Purpose
To confirm the terms and conditions of a financial transaction between Deutsche Bank AG and Southern Financial LLC.
Significance
Confirms a financial transaction between Deutsche Bank AG and Southern Financial LLC, outlining the roles of Deutsche Bank Securities Inc. and referencing ISDA definitions and agreements.
File Info
File Name
EFTA01365741.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:38.930616
DOJ Source
View on DOJ