Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
terms and conditions
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc. It details client responsibilities, DBSI's rights, and the legal framework governing the account relationship, including security interests and potential interest charges.
Metadata
- Subject
- Terms and Conditions Corporate Accounts
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0056864
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
| DBSI | clearing agreement | Pershing LLC | Pershing LLC is the carrier of the Account as clearing broker pursuant to a clearing agreement with DBSI. |
Notable Quotes 2
Client agrees to notify DEffil in writing, within ten (10) days of sending Client a confirmation, of any objection Client has to any transaction in its Account.
Client hereby grants to DBSI and its Affiliates a security interest in end lien upon all Securities and Other Property In the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest
Financial Information
Assets:
- Securities
- Other Property
- Collateral
Transactions:
- securities purchased
- short sales
- payment for securities
- debit balances
- credit balances
Legal Compliance
- Section 4975(c)(1)(8) of the Internal Revenue Code of 1986
- Section 4061a)(i)(B) of the Employee Retirement Income Security Act of 1974
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche Bank Securities Inc.DBSIDeutsche Bank AGPershing LLCFederal Reserve Bank
Locations 2
State of New YorkUnited States
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc.
- Significance
- This document establishes the legal framework for the client's account with DBSI, including responsibilities, liabilities, and rights of both parties.
File Info
- File Name
- EFTA01365774.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:18.536024
- DOJ Source
- View on DOJ