Illegal Activity
none
Blackmail
none
Date
2015-02-13
Document Type
Confirmation
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a confirmation of a financial transaction between Deutsche Bank AG and Southern Financial LLC, outlining the terms and conditions of the agreement. It specifies that Deutsche Bank Securities Inc. acted as an agent and has no obligation regarding the performance of either party.
Metadata
- Subject
- Confirmation of Transaction
- Sender
- Deutsche Bank AG London
- Recipients
- Southern Financial LLC
- Document ID
- NY-NYCC418I 76.740, NY 618176
- Date
- 2015-02-13
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank AG London | Transaction | Southern Financial LLC | Deutsche Bank AG acting through its London branch entered into a transaction with Southern Financial LLC. |
| Deutsche Bank Securities Inc. | Agent | Deutsche Bank AG | Deutsche Bank Securities Inc. acted solely as agent in connection with this transaction. |
Notable Quotes 2
The purpose of this facsimile agreement (this "Confirmation") is to confirm the terms and conditions of the Transaction entered into between Deutsche Bank AG acting through its London branch ("Party A") and Southern Financial LLC ("Party B") on the Trade Date specified below (the"Transaction").
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS ACTED SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION.
Financial Information
Transactions:
- Swap Transaction
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Deutsche BankDeutsche Bank AGDeutsche Bank AG LondonDeutsche Bank Securities Inc.Southern Financial LLCInternational Swaps and Derivatives Association, Inc.Securities Investor Protection Corporation (SIPC)
Locations 8
ST Thomas VILondonWinchester House1 Great Winchester StreetLondon EC2N 2DBNew YorkNew York, NY60 Wall Street
Financial Entities 4
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.Southern Financial LLC
Text Analysis
- Tone
- Professional
- Purpose
- To confirm the terms and conditions of a transaction entered into between Deutsche Bank AG and Southern Financial LLC.
- Significance
- Confirms the details of a financial transaction between Deutsche Bank and Southern Financial LLC, referencing ISDA definitions and agreements.
File Info
- File Name
- EFTA01365788.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:45.201205
- DOJ Source
- View on DOJ