EFTA01365940.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2015-02-13
Document Type
Confirmation
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is a confirmation of a financial transaction between Deutsche Bank AG and Southern Financial LLC. It outlines the terms and conditions of the transaction, including the roles of Deutsche Bank Securities Inc. as an agent.
Metadata
Subject
Confirmation of Transaction
Sender
Deutsche Bank AG London
Recipients
Southern Financial LLC
Document ID
NY-NY CC 1-0 0
Date
2015-02-13
Relationships 2
Entity 1RelationshipEntity 2Description
Deutsche Bank AG Transaction Southern Financial LLC Deutsche Bank AG acting through its London branch entered into a transaction with Southern Financial LLC.
Deutsche Bank Securities Inc. Agent Deutsche Bank AG Deutsche Bank Securities Inc. acted solely as agent in connection with this transaction.
Notable Quotes 2
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934.
This Confirmation constitutes a "Confirmation" as referred to in, and supplements, forms a part of and is subject to, the ISDA 2002 Master Agreement dated as of 28 October 2013, as amended and supplemented from time to time (the "Agreement"), between you and Deutsche Bank AG.
Financial Information
Transactions:
  • Swap Transaction
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Deutsche BankDeutsche Bank AGDeutsche Bank AG LondonSouthern Financial LLCDeutsche Bank Securities Inc.ISDASecurities Investor Protection Corporation (SIPC)
Locations 7
ST Thomas VILondonWinchester House1 Great Winchester StreetLondon EC2N 2DBNew York, NY60 Wall Street
Financial Entities 3
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.
Text Analysis
Tone
Professional
Purpose
To confirm the terms and conditions of a transaction between Deutsche Bank AG and Southern Financial LLC.
Significance
Confirms a financial transaction between Deutsche Bank and Southern Financial LLC, outlining the roles of different Deutsche Bank entities.
File Info
File Name
EFTA01365940.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:02.091691
DOJ Source
View on DOJ