Illegal Activity
none
Blackmail
none
Date
2015-07-20
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an amendment outlining the terms and conditions for the offering and resale of Class A common stock. It details registration rights, Rule 144 compliance, lock-up agreements, and restrictions on stock disposal for officers, directors, and the Sponsor.
Metadata
- Subject
- Amendment #4
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0058260
- Date
- 2015-07-20
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| J P. Morgan Securities LLC | underwriters | Barclays Capital Inc | J P. Morgan Securities LLC, Barclays Capital Inc, Citigroup Global Markets Inc and Morgan Stanley & Co. LLC as representatives of the underwriters in the offering |
| Citigroup Global Markets Inc | underwriters | Morgan Stanley & Co. LLC | Citigroup Global Markets Inc and Morgan Stanley & Co. LLC as representatives of the underwriters in the offering |
Notable Quotes 2
The shares of our Class A common stock being sold in the offering will generally be freely tradable without restriction or further registration under the Securities Act except that any shares of our Class A common stock held by an affiliate of ours may not be resold publicly except in compliance with the registration requirements of the Securities Act or under an exemption under Rule 144 or otherwise.
Rule 144 permits our Class A common stock that has been acquired by a person who is an affiliate of ours or has been an affiliate of ours within the past 90 months, to be sold into the market in an amount that does not exceed, during any three-month period the greater of: 1% of the total number of shares of our Class A common stock outstanding which will equal approximately 1,095,097 shares after this offering, or the average weekly reported trading volume of our Class A common stock at the NASDAQ Global Select Market for the four calendar weeks prior to the sale
Financial Information
Assets:
- Class A common stock
- Global LLC units
- securities convertible into or exchangeable for shares of our Class A common stock
Transactions:
- offering of Class A common stock
- exchange of shares
- sale of shares
Legal Compliance
- Compliance with the Securities Act
- Compliance with Rule 144
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 6
NASDAQ Global Select MarketJ P. Morgan Securities LLCBarclays Capital IncCitigroup Global Markets IncMorgan Stanley & Co. LLCGlobal LLC
Text Analysis
- Tone
- Professional
- Purpose
- To describe the terms and conditions related to the offering and resale of Class A common stock, including registration rights, Rule 144 compliance, and lock-up agreements.
- Significance
- This document outlines the legal and financial restrictions and guidelines for trading the company's stock, which is crucial for investors and company insiders.
File Info
- File Name
- EFTA01366732.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:38.177100
- DOJ Source
- View on DOJ