Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for using margin in a financial account with DBSI and Pershing. It details the mechanics, risks, financing, interest, liens, and rights of DBSI and Pershing to liquidate assets.
Metadata
- Subject
- Margin Addendum to Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 13.4804-0198
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Financial | Pershing | Client agrees to terms and conditions related to margin account with Pershing. |
| Client | Financial | DBSI | Client agrees to terms and conditions related to margin account with DBSI. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing.
As such, DBSI or Pershing has the right to demand at any time the Immediate payment of all or any portion of a margin balance.
Red Flags 2
- DBSI or Pershing has the right to demand at any time the Immediate payment of all or any portion of a margin balance.
- DBSI and Pershing also shall have the right to liquidate any Securities and Other Property held in the Margin Account whenever DBSI or Pershing deems it necessary for its protection.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledges
- Repledges
- Hypothecation
- Rehypothecation
- Liquidations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
PershingDBSIDeutsche BankDIM
Locations 1
Americas
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account between the client and DBSI/Pershing.
- Significance
- This document outlines the risks and responsibilities associated with using margin in a financial account.
File Info
- File Name
- EFTA01368299.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:41.629491
- DOJ Source
- View on DOJ