Illegal Activity
none
Blackmail
none
Date
2013-10-28
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Securities Account Control Agreement between Deutsche Bank Securities Inc., Southern Financial, LLC, and Deutsche Bank AG, dated October 28, 2013. It establishes the terms for managing securities accounts, including primary and secondary accounts, lien priorities, and procedures for transferring financial assets.
Metadata
- Subject
- Securities Account Control Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 4$I053v3 072452.0101
- Date
- 2013-10-28
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | agreement | SOUTHERN FINANCIAL, LLC | Intermediary and Debtor in a Securities Account Control Agreement |
| DEUTSCHE BANK SECURITIES INC. | agreement | DEUTSCHE BANK AG | Intermediary and Secured Party in a Securities Account Control Agreement |
| SOUTHERN FINANCIAL, LLC | agreement | DEUTSCHE BANK AG | Debtor and Secured Party in a Securities Account Control Agreement |
Financial Information
Assets:
- Financial assets in primary account
- Financial assets in secondary account
Transactions:
- Transfer of financial assets from primary account to secondary account
- Trading and margin activities in primary account
- Trading of financial assets held in secondary account
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
DEUTSCHE BANK SECURITIES INC.SOUTHERN FINANCIAL, LLCDEUTSCHE BANK AG
Locations 1
State of New York
Financial Entities 2
DEUTSCHE BANK SECURITIES INC.DEUTSCHE BANK AG
Text Analysis
- Tone
- Professional
- Purpose
- To establish a Securities Account Control Agreement between Deutsche Bank Securities Inc., Southern Financial, LLC, and Deutsche Bank AG.
- Significance
- This document outlines the terms and conditions for managing securities accounts, including the establishment of primary and secondary accounts, lien priorities, and procedures for transferring financial assets.
File Info
- File Name
- EFTA01368770.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:20.043868
- DOJ Source
- View on DOJ