Illegal Activity
none
Blackmail
none
Date
2015-03-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Cherie Quigley sends spreadsheets containing financial data to Sharon Donaghey for the WM Data Analysis for AML Risk Assessment. Sharon's original email requests data from Cherie and Ying-A Wang for various financial products to complete the AML Risk Assessment for 2014.
Metadata
- Subject
- RE: WM Data Analysis for AML Risk Assessment [I)
- Sender
- Cherie Quigley
- Recipients
- Sharon DonagheyI
- Document ID
- —
- Date
- 2015-03-10
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Cherie Quigley | work | Sharon Donaghey | Cherie provides data to Sharon for AML Risk Assessment. |
| Sharon Donaghey | work | Ying-A Wang | Sharon requests data from Ying-A for AML Risk Assessment. |
| Wayne Salit | work | Cherie Quigley | Wayne spoke to Cherie about gathering metrics. |
| Wayne Salit | work | Ying-A Wang | Wayne spoke to Ying-A about gathering metrics. |
Notable Quotes 2
I believe that Wayne spoke to you about gathering some metrics for the products in the WM Investment Advisory Business so that we can complete the AML Risk Assessment for 2014, which included data for 2012 and 2013.
Data was collected last year and is available on the Risk Assessment Sharepoint site. (You may have other options for pulling the data. If that's the case, in order to be consistent with the other divisions, please provide metrics for 2012 and 2013.)
Financial Information
Transactions:
- Wire Transactions
- Check deposits
- Free delivery/receipt of securities
- Internal Transfers
- Investment Advisory
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 1
WM Investment Advisory Business
Text Analysis
- Tone
- Professional
- Purpose
- To gather metrics for the products in the WM Investment Advisory Business to complete the AML Risk Assessment for 2014.
- Significance
- This email outlines the data collection process for an AML risk assessment, highlighting the types of financial transactions being analyzed.
File Info
- File Name
- EFTA01368874.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:54.928420
- DOJ Source
- View on DOJ