Illegal Activity
suspicious
Blackmail
none
Date
2016-12-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email is part of an AML compliance inquiry by Deutsche Bank regarding the Haze Trust. The compliance team is seeking clarification on outgoing transfers related to art purchases and requires information on the ultimate originator of incoming transfers and the source of wealth for the beneficiaries.
Metadata
- Subject
- RE: Inquiry Regarding THE HAZE TRUST, Account# S Alert# SAM1788880 [I]
- Sender
- Amlcompliance Inquiries
- Recipients
- Stewart Oldfield, Vahe Stepanian, Zbynek Kozelsky, Amlcompliance Inquiries
- Document ID
- SAM1788880
- Date
- 2016-12-02
Illegal Activity
- Severity
- suspicious
- Description
- The email raises AML compliance concerns regarding the Haze Trust, specifically regarding the source of funds and beneficiaries' wealth. While not direct evidence of illegal activity, the inquiry suggests potential issues that warrant further investigation.
- Content Type
- none
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Zbynek "Ziggy" Kozelsky | Employment | Deutsche Bank Securities Inc. | Director / Branch Administrative Manager at Deutsche Bank Securities Inc. |
| Danya Friedman | Employment | Amlcompliance Inquiries | Sender of the email, working for PWM AML Compliance at Deutsche Bank |
| Stewart Oldfield | Communication | Vahe Stepanian | Stewart Oldfield sent an email to Vahe Stepanian regarding the Haze Trust inquiry. |
Notable Quotes 2
Just to clarify, the below response is only answering my questions regarding the Outgoing Transfers and both of these transfers were towards the purchase of art?
We will need the ultimate originator for the Incoming Transfer. Also, once again, just to clarify, we have the KYC on the HAZE TRUST, we need the source of wealth for the beneficiaries if available.
Red Flags 2
- Inquiry regarding the Haze Trust, suggesting potential compliance concerns.
- Need to clarify the source of funds and beneficiaries' wealth.
Financial Information
Assets:
- Account# S
Transactions:
- Outgoing Transfers (towards the purchase of art)
- Incoming Transfer
Legal Compliance
- Need for ultimate originator of incoming transfer
- Need for source of wealth for beneficiaries of the Haze Trust
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 7
Organizations 3
Deutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementDeutsche Bank
Locations 4
New YorkNY345 Park Avenue, 26th Floor, New York. NY 1015460 Wall St., 23 Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To clarify information regarding outgoing and incoming transfers for THE HAZE TRUST account and to request the ultimate originator for the incoming transfer and source of wealth for the beneficiaries.
- Significance
- The email is part of an AML compliance inquiry regarding the Haze Trust, indicating potential scrutiny of financial transactions.
File Info
- File Name
- EFTA01369004.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:21.546886
- DOJ Source
- View on DOJ