Illegal Activity
none
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Delores Rubin of DB Securities Inc. informs Richard Kahn of HBRK Associates Inc. that they are unable to make a market in the requested size of shares without knowing if he is a buyer or seller. Kahn is seeking information on where a 100,000 share block can be crossed.
Metadata
- Subject
- Re: Rothsc
- Sender
- Delores Rubin
- Recipients
- Richard Kahn
- Document ID
- DB-SDNY-0061127
- Date
- 2017-05-30
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Delores Rubin | business | Richard Kahn | Email correspondence regarding a potential stock trade. |
| Delores Rubin | employment | DB Securities Inc | Delores Rubin is a Director at DB Securities Inc. |
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 2
We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name.
Any indication where a 100,000 share block can be crossed?
Financial Information
Amounts:100,000 share
Transactions:
- Potential stock trade of 100,000 shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 3
DB Securities IncDeutsche Bank Wealth ManagementHBRK Associates Inc.
Locations 3
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA575 Lexington Avenue, 4th Floor New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss the possibility of executing a large stock trade.
- Significance
- The email shows a discussion between a wealth management director and a client regarding a potential stock trade. The size of the trade (100,000 shares) is significant.
File Info
- File Name
- EFTA01369057.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:53.843833
- DOJ Source
- View on DOJ