Illegal Activity
none
Blackmail
none
Date
2018-06-04
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Armen Brash sent an email to inform recipients about the FinCEN CDD Rule and the upcoming customer mailing for KYC Periodic Reviews. The email outlines the process for complying with the rule and requests information from the recipients to facilitate the mailing.
Metadata
- Subject
- FinCEN CDD Rule; Customer Mailing
- Sender
- Armen Brash
- Recipients
- Michel Plut, Dan Peterson, James Donofrio, Nora Heaton, Janice M Smith, Janet A McGrath, Sequana Beale
- Document ID
- DB-SDNY-0061315
- Date
- 2018-06-04
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Anna-Sofiya Lupolover | Employment | Deutsche Bank Trust Company Americas | Anna-Sofiya Lupolover is Assistant Vice President at Deutsche Bank Trust Company Americas. |
| Armen Brash | Communication | Recipients | Armen Brash sent an email to multiple recipients regarding FinCEN CDD Rule and customer mailing. |
Notable Quotes 2
As you all know by now, the FinCEN CDD Rule went live last month. We are required to obtain the CDD F9.rm for all new account openings, as well as for KYC updates (including both Periodic Reviews and Event Driven Reviews).
We will be doing a central mailing to all of your customers with a KYC Periodic Review due in 2018. The mailing will include the attached cover letter , a copy of the CDD form and an addressed postage paid envelope.
Legal Compliance
- Compliance with FinCEN CDD Rule
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigationBusiness dealings
People 23
Anna-Sofiya LupoloverArmen BrashMichel PlutDan PetersonJames DonofrioNora HeatonJanice M SmithJanet A McGrathSequana BealeOlivier PoncetMoralesScott GuestMichael LantzCatherine M OconnorRoy KasakoveEdward GoldenDonna G MitchellCarolyn MagliaroDavid WolkenbrodFelipe GodardJanetSheffali WelchCharles Hoffarth
Organizations 4
FinCENDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 1
345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- To inform recipients about the FinCEN CDD Rule and the upcoming customer mailing for KYC Periodic Reviews.
- Significance
- The email outlines the process for complying with the FinCEN CDD Rule and the steps required from the recipients to facilitate the customer mailing.
File Info
- File Name
- EFTA01369188.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:44.440084
- DOJ Source
- View on DOJ