EFTA01369494.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-05-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email from Liam O'Sullivan of DB Securities Inc. informs Paul about a trade where 2,945 shares of SPOT were purchased at 169.31816. The email includes a disclaimer about the reliability of the information and its intended audience.
Metadata
Subject
Trade Report -- 05/02/2018 (CI
Sender
Liam Osullivan
Recipients
Richard Kahn
Document ID
DB-SDNY-0061780 SDNY_GM_00207964
Date
2018-05-02
Relationships 2
Entity 1RelationshipEntity 2Description
Liam Osullivan employment DB Securities Inc Liam O'Sullivan is AVP at DB Securities Inc
Liam Osullivan business Paul Liam Osullivan is sending Paul a trade report
Notable Quotes 2
In Haze you purchased 2,945 shares of SPOT at 169.31816.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3).
Financial Information
Amounts:169.31816
Assets:
  • shares of SPOT
Transactions:
  • purchase of 2,945 shares of SPOT at 169.31816
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Liam OsullivanMartin ZemanXavier AvilaRichard KahnStewart OldfieldDavide-A SferrazzaPaul
Organizations 8
HazeSPOTDB Securities IncDeutsche Bank Wealth ManagementPershing NatX 360Deutsche BankF1NRADBSI
Locations 1
345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 2
Deutsche Bank Securities lnc.Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inform Paul about a recent trade.
Significance
This document provides a record of a specific trade transaction.
File Info
File Name
EFTA01369494.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:41.855853
DOJ Source
View on DOJ