Illegal Activity
suspicious
Blackmail
none
Date
2016-10-27
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Deutsche Bank's PWM AML Compliance is requesting information about a large incoming transfer from HSBC Securities Services and two large outgoing transfers to AP Narrows Holding LP/BMO Trustee and LDB 2011 LLC/BMO Trustee. They are seeking the origin of the incoming funds, the purpose of the outgoing transfers, and the relationship between the beneficiaries and the client, as well as the source of wealth for the entities.
Metadata
- Subject
- Inquiry Regarding Funds Transfer
- Sender
- PWM AML Compliance, Deutsche Bank
- Recipients
- —
- Document ID
- DB-SDNY-0061790
- Date
- 2016-10-27
Illegal Activity
- Severity
- suspicious
- Description
- The document itself does not contain evidence of illegal activity, but the inquiry into the large financial transactions raises suspicion.
- Content Type
- none
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| AP NARROWS HOLDING LP | Beneficiary | BMO TRUSTEE | AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT |
| LDB 2011 LLC | Beneficiary | BMO TRUSTEE | LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT |
Notable Quotes 3
Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the investment that the funds originate)?
What is the purpose of the Outgoing Transfer?
What is the relationship between Beneficiary and Client?
Red Flags 2
- Large sums of money being transferred.
- Request for source of wealth for entities.
Financial Information
Amounts:$6,186,980.68$25,000,000.00$5,000,000.00
Transactions:
- Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
- Outgoing: 11/23/2016, $25,000,000.00, AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
- Outgoing: 11/23/2016, $5,000,000.00, LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A.. NY
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 8
HSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A.LDB 2011 LLCDeutsche Bank
Locations 5
IRELANDUSANYNew York60 Wall St., 23 Floor, New York. NY 10005 - 2836
Financial Entities 2
HSBC BANK USA, NATIONAL ASSOCIATIONBANK OF AMERICA, N.A.
Text Analysis
- Tone
- Professional
- Purpose
- To request information regarding incoming and outgoing funds transfers.
- Significance
- The document requests information about large sums of money being transferred, which could be related to compliance or regulatory investigations.
File Info
- File Name
- EFTA01369498.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:21.580780
- DOJ Source
- View on DOJ