EFTA01370130.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-05-14
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett about a recent trade involving the sale of 2,178 C 5.8% Ser C Pref shares at 25.15. The email also states that the account is long 137,822 shares and no orders are being worked.
Metadata
Subject
Trade Details --> 5/14/2018 ICI
Sender
Liam Osullivan
Recipients
Paul Barrett
Document ID
DB-SDNY-0062744
Date
2018-05-14
Relationships 2
Entity 1RelationshipEntity 2Description
Liam Osullivan Employment DB Securities Inc Liam O'Sullivan is AVP at DB Securities Inc
Liam Osullivan Business Paul Barrett Liam O'Sullivan is providing trade details to Paul Barrett
Notable Quotes 2
You sold 2,178 C 5.8% Ser C Pref at 25.15.
The account is long 137,822 shares. We are not working any orders.
Financial Information
Amounts:2,17825.15137,822
Assets:
  • C 5.8% Ser C Pref shares
Transactions:
  • Sale of 2,178 C 5.8% Ser C Pref at 25.15
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Liam OsullivanPaul BarrettMartin ZemanJoshua ShoshanXavier AvilaRichard KahnDavide-A SferrazzaStewart OldfieId
Organizations 6
DB Securities IncDeutsche Bank Wealth ManagementPershing NetX 360FINRAOBSDeutsche Bank
Locations 1
345 Park Avenue 10154.0004 New York, NY, USA
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett about a recent trade.
Significance
Provides details of a financial transaction.
File Info
File Name
EFTA01370130.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:15.507908
DOJ Source
View on DOJ