Illegal Activity
suspicious
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Richard Kahn is inquiring about the possibility of crossing a 100,000 share block of Rothschild stock. Delores Rubin provides an update on Rothschild's trading volume and mentions that ODDO securities and EXANE have advertised trading stock.
Metadata
- Subject
- Re: Rothschild (Cl
- Sender
- Richard Kahn
- Recipients
- Delores Rubin
- Document ID
- DB-SDNY-0063580
- Date
- 2017-05-30
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses trading activity that has not been reflected on the tape, which could potentially indicate unreported or unusual trading practices. Further investigation would be needed to determine if any illegal activity is occurring.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Business | Delores Rubin | Email correspondence regarding Rothschild stock trading. |
| Delores Rubin | Employment | DB Securities Inc | Delores Rubin is a Director at DB Securities Inc. |
| Richard Kahn | Employment | FIBRK Associates Inc. | Richard Kahn works at FIBRK Associates Inc. |
Notable Quotes 2
Any indication where a 100,000 share block can be crossed? Please advise.
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape.
Financial Information
Amounts:100,000
Assets:
- Rothschild stock
Transactions:
- Trading of Rothschild stock
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 6
DB Securities IncDeutsche Bank Wealth ManagementFIBRK Associates Inc.ODDO secutitiesEXANERothschild
Locations 5
New YorkNYUSA345 Park Avenue 10154-0004 New York. NY, USA575 Lexington Avenue, 4th Floor New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inquire about the possibility of crossing a large block of Rothschild shares.
- Significance
- The email discusses potential trading of a significant block of shares, indicating interest in Rothschild stock.
File Info
- File Name
- EFTA01370635.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:02.999660
- DOJ Source
- View on DOJ