Illegal Activity
none
Blackmail
none
Date
2018-10-15
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Rob Wang from Deutsche Bank's FCA&I is requesting documentation from Trey Jackson regarding the new client risk rating methodology for Wealth Management clients. The email indicates an internal process for determining client risk ratings for transaction monitoring purposes.
Metadata
- Subject
- New Client Risk rating for WM clients [I]
- Sender
- Rob Wang
- Recipients
- Trey Jackson
- Document ID
- DB-SDNY-0063860, SDNY_GM_00210044
- Date
- 2018-10-15
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Rob Wang | request | Trey Jackson | Rob Wang is requesting documentation from Trey Jackson regarding the new client risk rating methodology. |
| Rob Wang | referral | Kshitij Golani | Kshitij Golani referred Rob Wang to Trey Jackson. |
| Rob Wang | employment | FCA&I | Rob Wang is part of FCA&I. |
| FCA&I | oversight | Wealth Management | FCA&I oversees the transaction monitoring platform for Wealth Management. |
Notable Quotes 2
I was given your contact by Kshitij Golani in regards to getting documentation on the new client risk rating methodology (CRRE) that went live on October 1." for WM clients.
I am part of FCA&I, which oversees the transaction monitoring platform for Wealth Management, where the kyc risk calculator was utilized in determining a client risk rating for TM purposes.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
WMFCA&IWealth ManagementDeutsche Bank
Locations 3
Jacksonville, FLNew York, NYUSA
Text Analysis
- Tone
- Professional
- Purpose
- To request documentation on the new client risk rating methodology (CRRE) for WM clients.
- Significance
- The email indicates an internal request for documentation related to client risk rating methodology within Deutsche Bank's Wealth Management division, suggesting a focus on compliance and risk management.
File Info
- File Name
- EFTA01370817.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:52.464008
- DOJ Source
- View on DOJ