Illegal Activity
suspicious
Blackmail
none
Date
2017-11-28
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This email provides a summary of Third Lake's account and balance history, including AUMs for 2016 and 2017. It notes that several accounts were closed in 2016 due to a DOJ issue and lists new accounts opened in 2017, including those for Nancy Devane, Todd Wanek, and Shari Wagner.
Metadata
- Subject
- RE: Third Lake acct/balance history [I]
- Sender
- Stewart Oldfield
- Recipients
- Cynthia Rodriguez
- Document ID
- DB-SDNY-0063864
- Date
- 2017-11-28
Illegal Activity
- Severity
- suspicious
- Description
- The document mentions account closures due to a DOJ issue, which raises suspicion of potential illegal activity, but does not provide enough information to determine the nature or severity of the issue.
- Content Type
- first_hand
Evidence:
- Account closures due to DOJ issue
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Cynthia Rodriguez | Email correspondence regarding Third Lake account and balance history. |
| Nancy Devane | client | Third Lake | Nancy Devane and her family have 2 accounts at Third Lake. |
| Todd Wanek | client | Third Lake | Todd Wanek has 6 accounts at Third Lake. |
| Shari Wagner | client | Third Lake | Shari Wagner has 6 accounts at Third Lake. |
Notable Quotes 2
Okay, so here we go. Let me know if this is what you're looking for:
We have closed 6 accounts in 2017, but only because the client no longer needed the GRAT account anymore.
Red Flags 1
- Account closures due to DOJ issue.
Financial Information
Amounts:$0$107mn$8mn$3mn$79mn$114mn$130mn$92mn$91mnS87mn$82mn
Assets:
- AUMs (Assets Under Management)
- Deposit accounts
- CD accounts
- DBTCA accounts
- DB AG accounts
- GRATs
Transactions:
- Account closures due to DOJ issue
- Account openings (DBTCA, DB AG and CD accounts)
- Deposits for DB AG from Southern Financial
Public Knowledge
- Context
- Information about financial transactions and DOJ involvement could be of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 8
Third LakeDOJGEW 2007, LLCCRW 2007, LLCSouthern FinancialDBTCADB AGSDNY
Text Analysis
- Tone
- Informative
- Purpose
- To provide Stewart Oldfield with the account and balance history for Third Lake, including AUMs and account details.
- Significance
- The document provides a snapshot of Third Lake's financial activity, including the impact of a DOJ issue on account closures.
File Info
- File Name
- EFTA01370820.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:02.800392
- DOJ Source
- View on DOJ