Illegal Activity
suspicious
Blackmail
none
Date
2016-2018
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document outlines key client relationships and internal partnerships within Deutsche Bank, highlighting successes in acquiring and managing deposits, as well as challenges faced with specific clients. It also emphasizes the importance of internal collaboration and corporate culture.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0063927, SDNY_GM_00210111
- Date
- 2016-2018
Illegal Activity
- Severity
- suspicious
- Description
- MCM has also been mandated by DB to assist with DOJ consumer relief settlement. This could be a potential area of concern if the mandate is not handled properly.
- Content Type
- first_hand
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Third Lake | business | Ashley Furniture | Strong relationship with founding family (Wanek/Third Lake) led to introduction to corporate treasury staff. |
| Terri Sohrab | business | MCM | Worked closely with Terri and KCP to win fundraising mandate. |
| KCP | business | MCM | Successfully convinced KCP to take on the 3PI mandate. |
| MCM | business | DB | MCM has also been mandated by DB to assist with DOJ consumer relief settlement. |
| Terri Sohrab | business | DB | In 2017 I began to work more closely with Terri Sohrab which led to success with MCM and greater collaboration on several other accounts. |
| Rosemary Vrablic | business | DB | Recently, I've been working with Rosemary Vrablic and her team on an insurance premium finance trade for two of her clients, referred to the bank by one of my close relationships. |
Notable Quotes 3
Southern Financial — one of the most complicated client situations I've seen.
My background and skill set are complementary to Terris and we work well together.
Corporate culture is very important to me and I would like to continue to get more involved.
Red Flags 3
- Withdrawal of large portion of assets during 2016 (not DOJ related) from Southern Financial.
- Client was offboarded by Global markets at the end of 2016 due to lack of profitability.
- Further internal issues nearly caused us to offboard the client completely.
Financial Information
Amounts:$107mm$82mmS40mm$122mm$175mm$50mm-$230mm
Assets:
- Total assets here are $122mm.
Transactions:
- Won $107mm in deposits in DBTCA across 18 accounts.
- Opened 37 new accounts in 2017, ending year with $82mm in DBNY deposits.
- Gained another S40mm in 2018.
- Won $175mm mandate for long-dated DBNY CDs
- Won $50mm of deposits into DBNY in 2017.
- Current balances are -$230mm across brokerage and deposits.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffingCommunications/correspondence
People 16
Organizations 12
Third LakeDBTCADOJDBDBNYAshley FurnitureSouthern FinancialGlobal marketsKCPMCMNextGenISG
Locations 1
New York
Financial Entities 1
DB structured credit group
Text Analysis
- Tone
- Professional
- Purpose
- To provide an overview of client relationships and internal partnerships within Deutsche Bank, highlighting successes and areas for improvement.
- Significance
- This document provides insight into the bank's client management strategies, internal collaborations, and financial performance with specific clients.
File Info
- File Name
- EFTA01370859.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.715650
- DOJ Source
- View on DOJ