EFTA01370917.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-10-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email from Thomas Fadian of Deutsche Bank's FATCA Outreach Team requests Courteney Fornal to provide updated contact information for clients to facilitate FATCA tax documentation outreach. The email indicates that these clients were not included in the original FATCA outreach exercise.
Metadata
Subject
US FATCA Outreach - Client Email Contact Required -
Sender
Thomas Fadian On Behalf Of FATCA Outreach
Recipients
Courteney B Fornal
Document ID
DB-SDNY-0064014
Date
2017-10-24
Relationships 3
Entity 1RelationshipEntity 2Description
Courteney B Fornal Employment Deutsche Bank Securities Inc. Courteney Fornal works at Deutsche Bank Securities Inc.
Thomas Fadian Employment FATCA Outreach Thomas Fadian is sending the email on behalf of FATCA Outreach.
Deutsche Bank Securities Inc Business Southern Financial, LLC Deutsche Bank Securities Inc. has a trading relationship with Southern Financial, LLC.
Notable Quotes 2
We are required to reach out to the above client(s) to obtain FATCA tax documentation, as these client accounts were not included as part of the original FATCA PADD outreach exercise.
If you are not the correct contact then please advise and we will update our records accordingly. Alternatively, let us know if you would prefer to contact the client yourself.
Legal Compliance
  • FATCA compliance
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigationBusiness dealings
Organizations 8
Deutsche Bank Securities Inc.Deutsche BankFATCA Outreach TeamClient Data ServicesCOO Global Markets OperationsStrategic Equities Transactions GroupDB AGSouthern Financial, LLC
Locations 4
60 Wall Street, New York, NY 10005-2836LondonBirminghamUnited Kingdom
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To request client email addresses and/or telephone numbers for FATCA tax documentation outreach.
Significance
The email indicates that Deutsche Bank is conducting FATCA outreach to clients and needs updated contact information.
File Info
File Name
EFTA01370917.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:50.058985
DOJ Source
View on DOJ