Illegal Activity
none
Blackmail
none
Date
2018-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Liam O'Sullivan from Deutsche Bank is requesting Richard Kahn to sign amended confirmations for EURUSD options trades due to a change in the premium. The email includes standard disclaimers and confidentiality notices.
Metadata
- Subject
- RE: signed confirms [Cl
- Sender
- Liam Osullivan [Liam.osullivan@db.com]
- Recipients
- Richard Kahn lrichardkahn12@gmaiLcomj, Martin Zeman [martin.zeman@db.com], Paul Barrett ipaul@alphagroupcapital.com], Xavier Avila Ixavier.avila@db.com], Davide-A Sferrazza [davide-a.sferrazza@db.com], Stewart Oldfield Istewart.oldfield@db.com], Joshua Shoshan ljoshua.shoshan@db.coml, Jeanne Brennan (jabwcpa@gmail.com]
- Document ID
- DB-SDNY-0064026
- Date
- 2018-05-23
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam O'Sullivan | employment | DB Securities Inc | Liam O'Sullivan is AVP at DB Securities Inc |
| Richard Kahn | affiliation | HBRK Associates Inc. | Richard Kahn is associated with HBRK Associates Inc. |
Notable Quotes 2
Last week you returned the signed confirmations for the EURUSD options that were traded on 05/18. we amended the confirms to reflect the premium on each trade. We are required to have the attached amended confirms signed.
KC,' products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(c)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein.
Financial Information
Transactions:
- EURUSD options traded on 05/18
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondence
People 9
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementFINRAHBRK Associates Inc.Alpha Group Capital
Locations 4
US345 Park Avenue, 10154-0004 New York, NY, USANew York, NY 10022S7S Lexington Avenue 4th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request signed amended confirmations for EURUSD options trades.
- Significance
- The email indicates a need for amended confirmations due to a change in the premium on the trades.
File Info
- File Name
- EFTA01370924.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:04.540875
- DOJ Source
- View on DOJ