Illegal Activity
suspicious
Blackmail
none
Date
2017-10-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Deutsche Bank's AML Compliance department is inquiring about an outgoing wire transfer of $78,938.00 from SOUTHERN TRUST COMPANY, INC. to ALPHA GROUP CAPITAL LLC, requesting information about the purpose of the wire and the relationship between the two entities to document supervision of the account.
Metadata
- Subject
- Inquiry Regarding Account 44129244, Client: SOUTHERN TRUST COMPANY, INC.; Case No. 144434 - DUE October 30
- Sender
- Danya Friedman on behalf of Amlcompliance Inquiries
- Recipients
- Stewart Oldfield, Amlcompliance Inquiries, Cynthia Rodriguez, Andrew Gallivan
- Document ID
- 144434
- Date
- 2017-10-23
Illegal Activity
- Severity
- suspicious
- Description
- The email itself does not contain clear evidence of illegal activity, but the inquiry into the outgoing wire transfer suggests potential suspicion of money laundering or other financial crimes.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| SOUTHERN TRUST COMPANY, INC. | business | ALPHA GROUP CAPITAL LLC | Email requests information about the relationship between the client (SOUTHERN TRUST COMPANY, INC.) and the counterparty (ALPHA GROUP CAPITAL LLC). |
| Stewart Oldfield | employment | SOUTHERN TRUST COMPANY, INC. | Stewart Oldfield is listed as the primary officer for the account of SOUTHERN TRUST COMPANY, INC. |
Notable Quotes 3
To assist in this review and further document your supervision of this account, please provide information regarding the following transactions.
Please explain the purpose of this Outgoing Wire.
Please explain the relationship between the Client and Counterparty.
Red Flags 1
- The outgoing wire transfer of $78,938.00 to ALPHA GROUP CAPITAL LLC warrants further investigation by AML compliance.
Financial Information
Amounts:$78,938.00
Transactions:
- Outgoing Wire 09/19/2017, $78,938.00, ALPHA GROUP CAPITAL LLC at BANK OF AMERICA, N.A., NY
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Amlcompliance InquiriesSOUTHERN TRUST COMPANY, INC.ALPHA GROUP CAPITAL LLCBANK OF AMERICA, N.A.Deutsche BankPWM AML Compliance
Locations 4
New YorkNY60 Wall St., 23 FloorNew York NY 10005 - 2836
Financial Entities 2
BANK OF AMERICA, N.A.Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email is an inquiry from Deutsche Bank's PWM AML Compliance department to Stewart Oldfield regarding an outgoing wire transfer from the account of SOUTHERN TRUST COMPANY, INC. to ALPHA GROUP CAPITAL LLC. The purpose is to gather information to document supervision of the account.
- Significance
- This document is significant because it shows an AML compliance inquiry into a specific transaction, indicating potential concerns about the transaction's purpose and the relationship between the parties involved.
File Info
- File Name
- EFTA01371587.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:22.901058
- DOJ Source
- View on DOJ