EFTA01371598.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn inquires about crossing a large block of Rothschild shares. Delores Rubin responds that they need to know if he is a buyer or seller to facilitate the trade.
Metadata
Subject
Re: Rothschild [C]
Sender
Richard Kahn (mailto
Recipients
Delores Rubin, Tazia Smith, Stewart Oldfield, Vahe Stepanian, Matt Glassman, Davide-A Sferrazza
Document ID
DB-SDNY-0065055
Date
2017-05-30
Relationships 3
Entity 1RelationshipEntity 2Description
Richard Kahn Business Delores Rubin Richard Kahn is seeking information from Delores Rubin regarding a potential stock trade.
HBRK Associates Inc. Employment Richard Kahn Richard Kahn works at HBRK Associates Inc.
DB Securities Inc Employment Delores Rubin Delores Rubin works at DB Securities Inc.
Notable Quotes 2
Any indication where a 100,000 share block can be crossed? Please advise.
We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name.
Financial Information
Amounts:100,000 share block
Assets:
  • Rothschild shares
Transactions:
  • Potential stock trade involving Rothschild shares
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Richard KahnDelores RubinTazia SmithStewart OldfieldVahe StepanianMatt GlassmanDavide-A Sferrazza
Organizations 4
DB Securities IncDeutsche Bank Wealth ManagementHBRK Associates Inc.Rothschild
Locations 4
New YorkNYUSA575 Lexington Avenue, 4th Floor, New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inquire about the possibility of crossing a 100,000 share block of Rothschild stock.
Significance
The email discusses a potential large stock trade and the challenges in finding a buyer or seller.
File Info
File Name
EFTA01371598.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:41.516556
DOJ Source
View on DOJ