EFTA01371601.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Tazia Smith emails Richard Kahn with an update on the trading activity of ROTH FP and Deutsche Bank. The email details the closing price and daily volume of ROTH FP, as well as the trading activity of DB, noting the split between High Touch and Low Touch orders.
Metadata
Subject
RE: Rothschild [C]
Sender
Tazia Smith
Recipients
Delores Rubin, Richard Kahn
Document ID
DB-SDNY-0065058
Date
2017-05-23
Relationships 2
Entity 1RelationshipEntity 2Description
Richard Kahn Business Tazia Smith Tazia Smith is providing Richard Kahn with information about trading activity.
DB (Deutsche Bank) Business boutique shops DB has relationships with boutique shops that work High Touch orders.
Notable Quotes 2
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, -, 3,000 shares, split between High Touch and Low Touch which is usually the case for this name.
Financial Information
Amounts:28 EUR3,000 shares
Transactions:
  • ROTH FP closed at 28 EUR on 12,414 daily volume.
  • DB did trade small today, -, 3,000 shares, split between High Touch and Low Touch
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
HBRK Associates IncROTH FPDB (Deutsche Bank)
Locations 2
New York, NY575 Lexington Avenue 4th Floor
Financial Entities 1
Deutsche Bank (DB)
Text Analysis
Tone
Professional
Purpose
To provide Richard Kahn with an update on trading activity for ROTH FP and Deutsche Bank.
Significance
Provides insight into trading activity and the relationships between different financial institutions.
File Info
File Name
EFTA01371601.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:32.388047
DOJ Source
View on DOJ