Illegal Activity
suspicious
Blackmail
none
Date
2019-07-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Kimberly Hart is responding to an email chain regarding an urgent request to investigate a substantial asset drop in mid-2018. The email chain discusses the possibility of missing brokerage assets and requests a breakdown of brokerage vs. non-brokerage assets to determine the cause of the drop.
Metadata
- Subject
- Re: Urgent Request [SC]
- Sender
- 17imberly Hart
- Recipients
- Stewart 0ldfield
- Document ID
- DB-SDNY-0065407
- Date
- 2019-07-17
Illegal Activity
- Severity
- suspicious
- Description
- The mention of 'missing brokerage assets' raises a suspicion of potential illegal activity, but further context is needed to determine the severity.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Kimberly Hart | Employment | Deutsche Bank Trust Company Americas | Kimberly Hart is Managing Director I Divisional Control Officer at Deutsche Bank Trust Company Americas |
| Stewart Oldfield | Email chain | Donna Kerrigan | Stewart Oldfield forwards Donna Kerrigan's email to Leslie Roth |
| Stewart Oldfield | Email chain | Robert Frohlich | Stewart Oldfield requests Robert Frohlich to break out brokerage vs. non-brokerage assets |
Notable Quotes 2
What caused the asset drop in mid 2018?
Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year.
Red Flags 1
- Missing Brokerage assets
Public Knowledge
- Context
- Investigation into asset management and potential missing assets at Deutsche Bank could be of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 2
Deutsche Bank Trust Company AmericasDeutsche Bank Securities Inc
Locations 2
New York, NY345 Park Avenue, New York, NY 10154
Text Analysis
- Tone
- Professional
- Purpose
- To investigate the cause of an asset drop in mid-2018 and determine if missing brokerage assets impacted the account.
- Significance
- The email chain indicates an urgent request to investigate a substantial volume drop in assets, potentially related to a brokerage data issue or missing assets.
File Info
- File Name
- EFTA01371843.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:04.207924
- DOJ Source
- View on DOJ