Illegal Activity
none
Blackmail
none
Date
2019-02-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn of HBRK Associates Inc. emailed Liam O'Sullivan at Deutsche Bank requesting pricing for several fixed income positions. The email lists specific financial instruments and amounts for potential sale.
Metadata
- Subject
- Boods to sell
- Sender
- Richard Kahn
- Recipients
- Liam Osullivan
- Document ID
- DB-SDNY-0065420
- Date
- 2019-02-11
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Business | Liam Osullivan | Richard Kahn requests Liam Osullivan to obtain pricing to sell positions. |
| Liam O'Sullivan | Employment | Deutsche Bank Wealth Management | Liam O'Sullivan works at Deutsche Bank Wealth Management. |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 1
can you please obtain pricing to sell these positions..
Financial Information
Amounts:1,000,0001,000,0001,000,0002,469,0003,000,000
Assets:
- Southern Trust Co. - Fixed Income
- Buckeye Partners Fixed to Float 6.375% Callable 1/22/23
- Southern Financial LLC - Fixed Income
- Deutsche Bank AG 4.875% exp 12/1/2032
- Deutsche Bank AG 4.296% exp 5/24/2028
- General Electric Co GTD Fixed to Float 4.0% Dec 15 2065
- Southern Cal Edison 6.25% Dec 31 2049
Transactions:
- Request to sell fixed income positions
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 12
Institutional Wealth PartnersDB Securities IncDeutsche Bank Wealth ManagementFINRADeutsche BankIWP AmericasHBRK Associates Inc.Southern Trust Co.Southern Financial LLCDeutsche Bank AGGeneral Electric CoSouthern Cal Edison
Locations 3
NYUSA575 Lexington Avenue 4th Floor
Financial Entities 3
Deutsche BankSouthern Trust Co.Southern Financial LLC
Text Analysis
- Tone
- Professional
- Purpose
- To request pricing for selling fixed income positions.
- Significance
- The email details specific financial instruments and amounts for potential sale.
File Info
- File Name
- EFTA01371854.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:25.887641
- DOJ Source
- View on DOJ