Illegal Activity
none
Blackmail
none
Date
Since 2007
Document Type
Legal Document
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the terms and conditions for transactions, tax information, and general information related to Pershing LLC accounts. It details the responsibilities of both Pershing and its clients regarding financial transactions, legal compliance, and account management.
Metadata
- Subject
- Terms and Conditions - Transactions
- Sender
- —
- Recipients
- —
- Document ID
- N46-026161
- Date
- Since 2007
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| BNY Mellon Capital Markets, LLC | Affiliate | Pershing | Pershing routes certain equity and option orders to its affiliate, BNY Mellon Capital Markets, LLC, for execution as principal. |
| The Bank of New York Mellon Corporation (BNY Mellon) | Subsidiary | Outs Swoosh Pone' LILC | Outs Swoosh Pone' LILC is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon) |
Notable Quotes 2
ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY.
PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE.
Financial Information
Assets:
- Securities
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 7
PershingFinancial Industry Regulatory AuthorityInternal Revenue ServicePershing LLCBoard of Governors of the Federal Reserve SystemBNY Mellon Capital Markets, LLCThe Bank of New York Mellon Corporation (BNY Mellon)
Locations 2
Jersey City, NJOne Pershing Plaza, Jersey City, NJ07399
Financial Entities 1
Pershing
Text Analysis
- Tone
- Formal
- Purpose
- To outline the terms and conditions related to transactions, tax information, and general information for Pershing LLC accounts.
- Significance
- This document outlines the legal and financial responsibilities of Pershing LLC and its clients.
File Info
- File Name
- EFTA01371941.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:50.569679
- DOJ Source
- View on DOJ