Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document provides disclosures related to financial transactions, including reinvestment policies, option transactions, foreign currency conversions, proxy voting rights, and a schedule of realized gains and losses. It outlines Pershing's role as an agent and provides information on fees and procedures.
Metadata
- Subject
- Disclosures
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | agent | customer | Pershing acts as agent for dividend reinvestment transactions |
| PCISrat LLC | member | NYSE SIPC | PCISrat LLC is a member of NYSE SIPC |
Financial Information
Amounts:113,896.51160,661.7646,765.25
Assets:
- Mutual Fund distributions
- Money Market Fund dividend income
- Bank Deposit interest income
- dividends for other securities
- BRISTOL M YERS SQUIBB shares
Transactions:
- SELL of BRISTOL M YERS SQUIBB shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 9
PershingMutual FundMoney Market FundBank DepositOptions Clearing CorporationBRISTOL M YERS SQUIBBThe Bakal Ni. Yort Mellon ComerationBNY MAWPCISrat LLC
Text Analysis
- Tone
- Informative
- Purpose
- To provide disclosures related to financial transactions and account management.
- Significance
- Provides details on reinvestment, option transactions, foreign currency transactions, proxy voting, and realized gains/losses.
File Info
- File Name
- EFTA01371959.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:30.781907
- DOJ Source
- View on DOJ