Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
financial statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a financial statement providing information about an investment account, including tax lot default disposition method, bond amortization elections, and electronic delivery options. It also outlines the roles of Pershing and the financial institution in managing the account.
Metadata
- Subject
- Investment Account Information
- Sender
- ZEN MARTIN ZEMAN (Investment Specialist)
- Recipients
- —
- Document ID
- AMOSWIDI,21
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | clearing broker | financial institution | Pershing carries the account as clearing broker pursuant to a clearing agreement with the financial institution. |
| PCISrat LLC | subsidiary | The Bank of New York Mellon Corporation | PCISrat LLC is a wholly owned subsidiary of The Bank of New York Mellon Corporation |
Notable Quotes 2
Pershing provides no investment advice nor does it assess the suitability of any transaction or order.
This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
People 1
Organizations 4
PershingSecurities Investor Protection Corporation (SIPC)The Bank of New York Mellon CorporationPCISrat LLC
Locations 2
NEW YORKNY
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about the investment account, including tax lot default disposition method, bond amortization elections, and electronic delivery options.
- Significance
- This document outlines the terms and conditions of the investment account and the roles of Pershing and the financial institution.
File Info
- File Name
- EFTA01371994.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:39.889233
- DOJ Source
- View on DOJ