Illegal Activity
none
Blackmail
none
Date
2019-01-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn forwards an email from DF Protocol regarding Deutsche Bank's Dodd-Frank Resource Centre to Stewart Oldfield, questioning its relevance as they are exiting the bank. The email discusses disclosures required for swap transactions with US-Person counterparties.
Metadata
- Subject
- Fwd: Annual EBC Notification-2019
- Sender
- Richard Kahn
- Recipients
- Stewart 0ldfield
- Document ID
- —
- Date
- 2019-01-18
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | email correspondence | Stewart 0ldfield | Richard Kahn sent an email to Stewart Oldfield regarding an annual EBC notification. |
| Richard Kahn | employment | HBRK Associates Inc | Richard Kahn works at HBRK Associates Inc. |
| DF Protocol | related to | Deutsche Bank | DF Protocol is related to Deutsche Bank's Dodd-Frank Resource Centre. |
Notable Quotes 2
i assume this is irrelevant as well as we are exiting bank..
Please see the attached important reminder regarding the Deutsche Bank Dodd-Frank Resource Centre(www.db.com/doddfrank) and certain disclosures that Deutsche Bank as a registered swap dealer is required to provide to US-Person counterparties when entering into swap transactions.
Financial Information
Transactions:
- Swap transactions
Legal Compliance
- Dodd-Frank compliance
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 2
Organizations 3
HBRK Associates IncDeutsche BankDF Protocol
Locations 3
New YorkNYUS
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- Richard Kahn is forwarding an email regarding Deutsche Bank's Dodd-Frank Resource Centre and asking Stewart Oldfield if it is relevant since they are exiting the bank.
- Significance
- The email discusses regulatory compliance related to swap transactions with Deutsche Bank.
File Info
- File Name
- EFTA01372192.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:57.328812
- DOJ Source
- View on DOJ